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SourceIlluviumcryptogameExperts in the securities industry

So far, Rongwei data, which still maintains the highest complaint record for "securities experts", has been involved in the prosecution case after its outlets were "lost". Not long ago, a certain vice chairman who went from behind the scenes to the front of the stage and became the real controller, would he have a different opinion on this?

Added to be executed 58Illuviumcryptogame. 960000

Enterprise investigation shows that it has "titles" such as "high-tech enterprise" and "technology-based small and medium-sized enterprise", Heilongjiang Rongwei Securities data programming Co., Ltd. (abbreviated asIlluviumcryptogameThe "executed" tag has been added.

From a point of view, Nangang District people's Court of Harbin City, Heilongjiang Province (referred to as: Nangang District Court) filed a case against Rongwei data on April 22, 2024. The execution number is (2024) Black 0103 holds 3040, and the amount is 58.Illuviumcryptogame96.54 million yuan.

There are not many valuable clues in a short piece of news. However, the expert found that a piece of court information also came from Nangang District Court.

Or a dispute over a service contract

According to the notice, the Nangang District Court held a hearing in December 2023 to hear the dispute over the service contract between natural person Chen * and Rongwei data and Tianjin branch, natural person Li and Wang.

Due to the lack of disclosure of case number information, experts are not sure whether this execution is related to it.

Of course, it is also common for Rongwei data to have disputes with clients as an established investment consulting firm, headquarters or branch.

Coincidentally, there is also a branch that is quite familiar to experts, and recently there has also been a "problem".

Unreachable exception

Check information shows that Rongwei data Shenzhen Branch, on April 10, two new warning messages were listed as operating anomalies.

One is the failure to publish the 2023 annual report within the prescribed time limit, which is also more common.

Second, "through the registered residence or place of business can not be contacted", what is the situation? Is it "lost"?

Receive continuous supervision and punishment

The execution involved in the lawsuit and "unable to contact" are obviously not the "risk" of the "only two" of Rongwei data.

Rongwei received a total of 21 fines in the nine years from 2014 to 2023, according to the Financial Associated Press.

What is the penalty for Rongwei data in 2024? The connoisseur has one on hand.

On January 17, 2024, Tianjin Securities Regulatory Bureau ordered Rongwei data Tianjin Branch to suspend new customers for six months because of six violations:

One is to provide securities investment advisory services to clients without informing them of the name and registration code of the securities investment consultant.

Second, some business promoters use a single customer success story to show customer praise, send thank you red envelopes to customer service personnel screenshots, individual stock past performance and other display publicity, there is a certain misleading.

The third is to provide investment advice to clients without prompting the potential investment risks.

The fourth is to disclose the investment decision-making plan information of other clients to customers.

Fifth, during the period from September 29 to October 9, 2023, there was the problem of incomplete and ununified marks left by WeCom.

Sixth, send gifts to customers, and did not report to leave a mark.

31 complaints were dismissed.

However, in the face of investor dissatisfaction and regulatory skepticism, Rongwei data does not seem to be aware of the root of the problem.

Because experts cited regulatory fines in the weekly newspaper, Rongwei filed 31 complaints in a row from September 2021 to April 2022, all of which were rejected.

Industrial and commercial information shows that Liu Baohua, the legal representative of Rongwei data and its Shenzhen branch, has recently become a real controller, with a direct and indirect shareholding ratio of 66.76%.

This senior person is still the vice chairman of the professional committee of the Securities and Investment Consulting body of the China Securities Association, talking and laughing with senior executives of well-known institutions such as Yimeng shares, compass, Tianxiang Investment and so on.

In the face of regulatory penalties and court decisions, did Rongwei Securities "hit the wall" before turning back?